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New York · iso amt

ISO exercises and AMT in New York

New York does not run a separate state AMT. Federal AMT still applies on your ISO bargain element; we walk through the interaction.

What New York residents actually pay

New York taxes ordinary income at a top marginal rate of 10.9%. RSU settlement value, NSO exercise spread, and ESPP discount income all count as ordinary wages for this purpose and flow through the state's normal brackets.

NYC residents pay an additional ~3.9% city tax. Trailing nexus rules aggressively tax post-move equity.

Federal AMT on the bargain element

Exercising ISOs and holding the shares creates AMT "preference income" equal to the spread between fair market value at exercise and your strike price. That's the bargain element. It doesn't show up on a W-2, and many people discover it only when their CPA calculates AMT in April.

Frequently asked

Does New York tax RSU income the same as wages?
Yes. New York treats RSU ordinary income as wages, taxable at the state's top marginal rate of 10.9%. Supplemental-wage federal withholding (22%, or 37% above $1M YTD) does not adjust for state withholding, so you often owe extra at filing.
What happens if I exercise ISOs while living in New York?
New York does not run a separate state AMT, so only federal AMT applies. You still need to model the bargain element carefully if you plan a cashless exercise-and-sell.
I moved to New York from another state. Who taxes my vesting RSUs?
Most high-tax states (CA, NY, MA) source RSU ordinary income to workdays between grant and vest. If your grant pre-dates your New York move, expect the old state to tax the portion of each tranche attributable to workdays earned there. New York taxes the remainder.
Can I reduce New York taxes by timing my RSU sales?
New York taxes long-term capital gains at the same rate as ordinary income, so timing alone does not produce a state savings — only federal. Holding for 12 months still halves the federal rate on gains above basis.

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