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Company guide · NIO

NIO 10b5-1 trading plans for insiders and early employees

How insiders and senior employees at NIO set up 10b5-1 plans under the 2023 cooling-off rules.

About NIO equity

NIO (NIO, HQ China) grants RSUs to employees. No ESPP. with a annual vesting cadence.

Cooling-off period

Under the 2023 SEC amendments, officers and directors must wait 90 days (and at least two full business days after the issuer's next periodic report) before the first trade under a new 10b5-1 plan. Non-officer employees have a 30-day cooling-off period.

What to do next

Other NIO guides