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Li Auto 10b5-1 trading plans for insiders and early employees

How insiders and senior employees at Li Auto set up 10b5-1 plans under the 2023 cooling-off rules.

About Li Auto equity

Li Auto (LI, HQ China) grants RSUs to employees. No ESPP. with a annual vesting cadence.

Cooling-off period

Under the 2023 SEC amendments, officers and directors must wait 90 days (and at least two full business days after the issuer's next periodic report) before the first trade under a new 10b5-1 plan. Non-officer employees have a 30-day cooling-off period.

What to do next

Other Li Auto guides